Nicholas Wellbrock
Poquoson
Summary
Financial professional with experience in investment planning, client relations, and compliance with financial regulations. Skilled at creating personalized financial plans and guiding clients to achieve their goals. Committed to providing honest, reliable service and building lasting client trust.
Overview
7
7
years of professional experience
1
1
Certification
Work History
Investment Associate
Osaic Wealth, Inc. / MCM Financial Management
10.2024 - Current
- - Created custom investment and retirement plans to support clients' financial goals.
- - Met with new and existing clients to build trust and deliver clear, actionable advice.
- - Opened new accounts and managed paperwork to facilitate sales growth and compliance.
Administrative Assistant
Osaic Wealth, Inc. / MCM Financial Management
02.2022 - 10.2024
- - Scheduled client meetings and maintained organized calendars for financial advisors.
- - Prepared account forms and documentation to streamline client onboarding and servicing.
- - Managed client inquiries via calls and emails, providing timely support to enhance customer experience.
E-Commerce Clerk
Kroger Co.
12.2018 - 08.2021
- - Efficiently picked and packed online grocery orders ensuring accuracy and timeliness.
- - Delivered exceptional customer service during order pickups, addressing customer needs.
- - Maintained cleanliness and adhered to strict food safety protocols.
Education
Bachelor of Science - Finance
Old Dominion University
05-2023
Skills
- Portfolio Management
- Building and Maintaining Client Trust
- Financial Data Analysis
- Risk Evaluation
- Regulatory Compliance
- Effective Communication
- Strong Attention to Detail
Certification
- Series 7 - May 2024
- Series 66 - September 2024
- Securities Industry Essentials (SIE) - March 2024
- Working towards Virginia Life, Health & Annuity License
Timeline
Investment Associate
Osaic Wealth, Inc. / MCM Financial Management
10.2024 - Current
Administrative Assistant
Osaic Wealth, Inc. / MCM Financial Management
02.2022 - 10.2024
E-Commerce Clerk
Kroger Co.
12.2018 - 08.2021
Bachelor of Science - Finance
Old Dominion University
Dean's List Student - Fall 2022
90th+ Percentile in GPA that semester for the entire university population.
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